Through our PLIA Compliance Platform, we provide integrations into most of your counterparties. Let us help streamline your due diligence and broker evaluation and seamlessly integrate into your existing best execution processes.
The PLIA platform is flexible and can be used for several different compliance purposes. Investment advisors and brokers both face challenges in their due diligence and best execution processes, and PLIA has been used in several ways to address these.
BILL STEPHENSON - FOUNDER, AIR SUMMIT Read Case StudyWith the significant amount of due diligence, risk monitoring and oversight required as part of a modern best execution process, we believe the Urvin.Compliance platform can be enhanced to meet the current and future needs of industry participants.